SFC Licences of LIU Ye 劉曄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 06 October 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 06 October 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 24 July 2015 16 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 July 2015 16 June 2021