SFC Licences of LIU Ye 劉曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 06 October 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 October 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 24 July 2015 | 16 June 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 July 2015 | 16 June 2021 |