SFC Licences of TONG Wai Ming 唐偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 August 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 04 September 2018 28 October 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 4 28 July 2015 28 October 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 July 2015 28 October 2019