SFC Licences of TONG Wai Ming 唐偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 August 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 04 September 2018 | 28 October 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 July 2015 | 28 October 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 July 2015 | 28 October 2019 |