SFC Licences of SHUM Yiu Lun 沈耀麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 11 February 2016 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 05 October 2015 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 27 July 2015 |