SFC Licences of HU Tianyi 胡天一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 20 February 2019 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 20 February 2019 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 February 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 18 December 2018 | 18 January 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 December 2018 | 18 January 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 December 2018 | 18 January 2019 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 July 2015 | 31 October 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 27 July 2015 | 31 October 2018 |