SFC Licences of LO Ming Ho 羅銘浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 16 November 2016 | 15 December 2017 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 16 November 2016 | 15 December 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 24 March 2016 | 04 November 2016 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 03 November 2015 | 15 March 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 21 August 2015 | 15 March 2016 |