SFC Licences of MA Rui 馬蕊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 12 November 2020 | 27 December 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 October 2019 | 16 September 2020 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 18 February 2019 | 12 September 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 October 2015 | 15 January 2019 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 04 September 2015 | 23 September 2015 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 29 July 2015 | 27 August 2015 |