SFC Licences of MA Rui 馬蕊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Research Limited 中銀國際研究有限公司 RE 4 12 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 16 October 2019 16 September 2020
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 18 February 2019 12 September 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 05 October 2015 15 January 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 04 September 2015 23 September 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 29 July 2015 27 August 2015