SFC Licences of YU Wai Sun 余維新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 December 2020 | 31 May 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 December 2020 | 31 May 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2015 | 22 January 2016 |
Merrill Lynch Far East Limited | RE | 2 | 29 July 2015 | 22 January 2016 |