SFC Licences of CONSTABLE Anthony Joseph Peregrine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 05 March 2018 | 15 March 2018 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 14 November 2016 | 20 November 2016 |
| UBS Securities Asia Limited | RE | 2 | 14 November 2016 | 20 November 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 November 2016 | 20 November 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 November 2016 | 20 November 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 May 2016 | 11 May 2016 |
| UBS Securities Asia Limited | RE | 2 | 05 May 2016 | 11 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 11 May 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 May 2016 | 11 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 05 August 2015 | 14 August 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 August 2015 | 14 August 2015 |
| UBS Securities Asia Limited | RE | 2 | 05 August 2015 | 14 August 2015 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 August 2015 | 14 August 2015 |