SFC Licences of CHOI Kam Yan Simon 蔡錦因
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 | RO | 4 | 11 February 2022 | 31 August 2022 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 1 | 11 February 2022 | 31 August 2022 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 07 January 2022 | 11 February 2022 |
| Supreme China Securities Limited 智華證券有限公司 | RO | 1 | 22 June 2021 | 25 October 2021 |
| Supreme China Securities Limited 智華證券有限公司 | RE | 1 | 04 January 2017 | 22 June 2021 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 05 August 2015 | 19 December 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 05 August 2015 | 19 December 2016 |