SFC Licences of LI Kai Wang 李啟宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 07 December 2021 27 March 2024
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 10 September 2021 27 March 2024
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 September 2021 27 March 2024
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 10 September 2021 27 March 2024
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 10 September 2021 27 March 2024
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 September 2021 27 March 2024
Blackwell Global Asset Management Limited 博威環球資產管理有限公司 RE 5 07 August 2018 25 August 2021
Blackwell Global Asset Management Limited 博威環球資產管理有限公司 RE 4 07 August 2018 25 August 2021
Blackwell Global Securities Limited 博威環球證劵有限公司 RE 1 02 August 2018 25 August 2021
Blackwell Global Futures Limited 博威環球期貨有限公司 RE 2 11 January 2018 25 August 2021
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 14 September 2017 09 November 2017
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 09 November 2016 09 November 2017
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 04 August 2015 31 December 2015