SFC Licences of WOOLTERTON Keith Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 18 May 2016 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 18 May 2016 | ||
| J.P. Morgan Broking (Hong Kong) Limited | RO | 7 | 15 April 2016 | 03 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 15 April 2016 | 03 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 August 2015 | 03 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 August 2015 | 15 April 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 03 August 2015 | 15 April 2016 |