SFC Licences of LAM Yui Ying 林芮礽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fortune Origin Securities Limited 富中證券有限公司 | RO | 4 | 06 February 2024 | |
Fortune Origin Securities Limited 富中證券有限公司 | RO | 1 | 06 February 2024 | |
Fortune Origin Securities Limited 富中證券有限公司 | RE | 4 | 05 February 2024 | 06 February 2024 |
Fortune Origin Securities Limited 富中證券有限公司 | RE | 1 | 05 February 2024 | 06 February 2024 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 4 | 17 October 2019 | 28 September 2023 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 1 | 17 October 2019 | 28 September 2023 |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 03 July 2019 | 28 September 2023 |
Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 05 May 2017 | 03 April 2023 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 05 May 2017 | 17 October 2019 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 11 November 2016 | 20 April 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 08 September 2015 | 20 April 2017 |