SFC Licences of POON Chi Yin 潘志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upmax Securities Limited 晉億證券有限公司 | RE | 1 | 30 November 2023 | |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 13 February 2017 | 31 August 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 31 October 2016 | 24 November 2016 |
CTW Securities Limited 卓越證券有限公司 | RE | 1 | 28 August 2015 | 09 July 2016 |