SFC Licences of POON Chi Yin 潘志賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Upmax Securities Limited 晉億證券有限公司 RE 1 30 November 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 13 February 2017 31 August 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 October 2016 24 November 2016
CTW Securities Limited 卓越證券有限公司 RE 1 28 August 2015 09 July 2016