SFC Licences of LAMY Francois, Yves, Bernard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 03 October 2018 31 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 07 July 2016 31 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 07 July 2016 31 August 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 July 2016 31 August 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 07 August 2015 13 April 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 07 August 2015 13 April 2016