SFC Licences of TAN Jack H 譚和平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 18 September 2023 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 November 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 October 2019 | 29 July 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 October 2019 | 29 July 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 August 2015 | 14 August 2019 |