SFC Licences of LU Qingyuan 盧清源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 9 | 21 October 2022 | |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 21 October 2022 | |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 21 October 2022 | |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 4 | 14 September 2022 | 01 October 2022 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 18 October 2021 | 01 October 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 24 September 2021 | 01 October 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 15 September 2015 | 25 June 2021 |