SFC Licences of ROOTH Jean Jesper
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 01 November 2018 | 31 December 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 05 June 2017 | 20 August 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 September 2016 | 20 August 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 September 2016 | 20 August 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2015 | 13 August 2015 |