SFC Licences of LAI Wai Kin 黎偉堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 29 June 2018 | |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 15 March 2018 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 August 2015 | 28 February 2018 |