SFC Licences of LIM Dao Xuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | RE | 1 | 02 July 2020 | 24 July 2021 |
| Apollo Management Hong Kong Limited | RE | 1 | 04 June 2020 | 01 July 2020 |
| Gateway Capital (Hong Kong) Limited | RE | 9 | 13 March 2017 | 29 June 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 August 2015 | 05 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 11 August 2015 | 05 October 2016 |