SFC Licences of CHEN Leimiaojie 陳雷妙婕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 05 October 2020 | |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 05 October 2020 | |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 05 October 2020 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 March 2017 | 22 May 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 March 2017 | 22 May 2020 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 08 September 2015 | 24 February 2017 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 08 September 2015 | 24 February 2017 |