SFC Licences of LIU Yingxi 劉盈熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 | RE | 9 | 13 October 2017 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 10 August 2015 | 29 September 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 10 August 2015 | 29 September 2017 |