SFC Licences of BREL Maxime

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nine Masts Capital Limited 天元資本有限公司 RE 9 22 September 2020 28 June 2022
Qantex Capital Markets Limited RE 2 08 May 2020 21 August 2020
Qantex Capital Markets Limited RE 1 08 May 2020 21 August 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 09 April 2018 12 September 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 09 April 2018 12 September 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 10 August 2015 26 January 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 10 August 2015 26 January 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 10 August 2015 26 January 2018