SFC Licences of BREL Maxime
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 22 September 2020 | 28 June 2022 |
Qantex Capital Markets Limited | RE | 2 | 08 May 2020 | 21 August 2020 |
Qantex Capital Markets Limited | RE | 1 | 08 May 2020 | 21 August 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 09 April 2018 | 12 September 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 April 2018 | 12 September 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 10 August 2015 | 26 January 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 August 2015 | 26 January 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 10 August 2015 | 26 January 2018 |