SFC Licences of CHEUNG Raymond Shiu Sing 張劭聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 21 July 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 21 July 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 21 June 2021
Phoenician Securities Limited 富理基證券有限公司
RO 1 25 May 2021 11 June 2021
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
RE 1, 2, 3 03 December 2018 11 February 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 11 August 2015 02 November 2018