SFC Licences of CHEUNG Raymond Shiu Sing 張劭聲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 21 July 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 21 July 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 June 2021 | |
| Phoenician Securities Limited 富理基證券有限公司 | RO | 1 | 25 May 2021 | 11 June 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 03 December 2018 | 11 February 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 03 December 2018 | 11 February 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 03 December 2018 | 11 February 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 August 2015 | 02 November 2018 |