SFC Licences of LI Tangtan 李唐坦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 January 2024 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 11 January 2024 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 January 2024 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 15 October 2021 | 17 December 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 15 October 2021 | 17 December 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 15 October 2021 | 17 December 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 30 August 2017 | 20 September 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 October 2016 | 20 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 September 2015 | 20 September 2021 |