SFC Licences of TAN Tian 譚天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 RE 9 05 June 2023
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 RE 4 05 June 2023
EQT Partners Asia Limited RE 4 16 October 2018 02 May 2022
EQT Partners Asia Limited RE 1 16 October 2018 02 May 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 17 October 2017 01 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 October 2017 01 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 17 October 2017 01 September 2018
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 13 August 2015 28 August 2017
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 13 August 2015 28 August 2017
Macquarie Corporate (Hong Kong) Limited RE 6 13 August 2015 31 March 2017