SFC Licences of TAN Tian 譚天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RE | 9 | 05 June 2023 | |
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RE | 4 | 05 June 2023 | |
EQT Partners Asia Limited | RE | 4 | 16 October 2018 | 02 May 2022 |
EQT Partners Asia Limited | RE | 1 | 16 October 2018 | 02 May 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 October 2017 | 01 September 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 October 2017 | 01 September 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 October 2017 | 01 September 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 13 August 2015 | 28 August 2017 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 August 2015 | 28 August 2017 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 13 August 2015 | 31 March 2017 |