SFC Licences of XIE Yi 謝懿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 July 2022
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 RE 9 02 November 2021 10 June 2022
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 RE 4 11 October 2021 10 June 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 06 October 2020 19 September 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 15 September 2020 19 September 2021
CSI Partners HK Limited 信華資產管理(香港)有限公司 RE 9 20 September 2018 28 July 2020
CSI Partners HK Limited 信華資產管理(香港)有限公司 RE 4 20 September 2018 28 July 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 10 May 2018 17 August 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 August 2015 19 May 2017