SFC Licences of XIE Yi 謝懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 July 2022 | |
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 9 | 02 November 2021 | 10 June 2022 |
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 4 | 11 October 2021 | 10 June 2022 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 06 October 2020 | 19 September 2021 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 15 September 2020 | 19 September 2021 |
CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 9 | 20 September 2018 | 28 July 2020 |
CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 4 | 20 September 2018 | 28 July 2020 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 10 May 2018 | 17 August 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 August 2015 | 19 May 2017 |