SFC Licences of LOO Tze Hui
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 17 November 2021 | 09 September 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 17 November 2021 | 09 September 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 November 2021 | 09 September 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 October 2019 | 03 November 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 August 2015 | 23 March 2018 |