SFC Licences of LYU Yu 呂宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 April 2021 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 14 September 2015 | 24 October 2017 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 13 August 2015 | 28 August 2015 |