SFC Licences of ZHAO Yue 趙越

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 13 July 2022
Morgan Stanley Hong Kong Securities Limited RE 2 13 July 2022
Morgan Stanley Hong Kong Securities Limited RE 1 13 July 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 July 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 14 October 2020 12 April 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 14 October 2020 12 April 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 9 09 November 2016 30 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 20 August 2015 30 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 20 August 2015 30 August 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 20 August 2015 31 October 2016