SFC Licences of YAMAGUCHI Kei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 October 2019 | 25 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 October 2019 | 25 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2015 | 24 August 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 August 2015 | 24 August 2015 |