SFC Licences of SERFATI Stephane David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 January 2019 | 19 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 07 January 2019 | 19 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 August 2015 | 31 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 August 2015 | 31 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 August 2015 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 August 2015 |