SFC Licences of XIAO Qian 肖倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 21 February 2024 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 October 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 October 2023 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 01 August 2019 | 14 June 2023 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 01 August 2019 | 14 June 2023 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 01 August 2019 | 14 June 2023 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 23 May 2018 | 27 June 2019 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 23 October 2017 | 27 June 2019 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 23 October 2017 | 25 January 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 20 August 2015 | 18 April 2017 |