SFC Licences of YU Yang 于楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Atta Securities Limited 紅蟻證券有限公司 | RO | 2 | 22 January 2019 | |
Atta Securities Limited 紅蟻證券有限公司 | RO | 1 | 22 January 2019 | |
Atta Capital Limited 紅蟻資本有限公司 | RO | 4 | 22 January 2019 | |
Atta Capital Limited 紅蟻資本有限公司 | RE | 9 | 22 January 2019 | |
Atta Securities Limited 紅蟻證券有限公司 | RE | 2 | 03 October 2018 | 22 January 2019 |
Atta Securities Limited 紅蟻證券有限公司 | RE | 1 | 03 October 2018 | 22 January 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 August 2015 | 05 June 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 August 2015 | 05 June 2018 |