SFC Licences of LI Nga Yan 李雅茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 03 November 2020 | 25 March 2021 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 03 November 2020 | 25 March 2021 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 14 January 2019 | 14 September 2020 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 13 December 2018 | 14 September 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 August 2018 | 11 November 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 18 August 2015 | 19 May 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 18 August 2015 | 19 May 2018 |