SFC Licences of WONG Siu Ming 黃紹銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 16 December 2020 | 01 April 2024 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 April 2019 | 01 April 2024 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 April 2019 | 01 April 2024 |
| CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 21 April 2017 | 04 April 2019 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 18 September 2015 | 04 April 2019 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 August 2015 | 04 April 2019 |