SFC Licences of SHU Liangfeng 舒良峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 18 February 2021 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 18 February 2021 | |
| Advent Corporate Finance Limited 宏智融資有限公司 | RE | 6 | 06 May 2019 | 30 April 2020 |
| China Ease Investment Limited 中國益祥資產管理有限公司 | RE | 9 | 19 February 2019 | 09 April 2019 |
| China Ease Investment Limited 中國益祥資產管理有限公司 | RE | 4 | 19 February 2019 | 09 April 2019 |
| Apastron Capital Limited | RE | 6 | 06 October 2017 | 31 January 2019 |
| Apastron Capital Limited | RE | 1 | 06 October 2017 | 31 January 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 23 August 2016 | 20 September 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 August 2016 | 20 September 2017 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 5 | 02 March 2016 | 05 August 2016 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 25 August 2015 | 05 August 2016 |