SFC Licences of SHAN Ling 單灵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 03 May 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 03 May 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 03 May 2021 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 May 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 May 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 May 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 07 September 2017 | 14 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 September 2017 | 14 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 September 2017 | 14 April 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 31 August 2015 | 03 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 August 2015 | 03 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 August 2015 | 03 July 2017 |