SFC Licences of CAO Lei 曹蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 23 October 2017 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 23 October 2017 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 23 October 2017 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 28 July 2017 | 12 September 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 28 July 2017 | 12 September 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 28 July 2017 | 12 September 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 July 2017 | 12 September 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 August 2015 | 12 June 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 August 2015 | 12 June 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 31 August 2015 | 12 June 2017 |