SFC Licences of CHONG Sheung Tat 莊湘達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 16 August 2019 | 21 November 2020 |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 23 April 2019 | 21 November 2020 |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 19 March 2019 | 21 November 2020 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 12 June 2017 | 25 February 2019 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 12 June 2017 | 25 February 2019 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 12 June 2017 | 25 February 2019 |
BMI Securities Limited 邦盟滙駿證券有限公司 | RE | 1 | 08 February 2017 | 25 February 2019 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 August 2015 | 24 January 2017 |