SFC Licences of SUEN Yiu Cho 孫耀祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 18 October 2023
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 18 October 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 09 November 2022 06 October 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 5 09 November 2022 15 May 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 30 September 2022 06 October 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 30 September 2022 15 May 2023
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 04 July 2022 13 September 2022
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 04 July 2022 13 September 2022
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 24 November 2017 09 June 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 August 2017 09 June 2022
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 18 August 2017 09 June 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 20 August 2015 03 August 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 20 August 2015 03 August 2017