SFC Licences of SAN Chung Tat, Nelson 辛仲墶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 October 2023 06 February 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 24 October 2023 06 February 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 October 2023 06 February 2024
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 19 October 2020 23 September 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 September 2015 22 September 2020