SFC Licences of SAN Chung Tat, Nelson 辛仲墶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 October 2023 | 06 February 2024 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 October 2023 | 06 February 2024 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 October 2023 | 06 February 2024 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 October 2020 | 23 September 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 September 2015 | 22 September 2020 |