SFC Licences of LI Yutao 李宇韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 06 June 2018 29 June 2019
CLSA Limited 中信里昂證券有限公司
RE 1, 4 06 June 2018 29 June 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4, 6 28 August 2015 06 July 2016