SFC Licences of CHAN Chun Yiu, Thomas 陳浚曜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 RE 9 15 October 2015 22 February 2017
Head & Shoulders Securities Limited 聯合證券有限公司 RE 4 15 October 2015 22 February 2017
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 15 October 2015 22 February 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 25 September 2015 08 October 2015
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 4 25 September 2015 08 October 2015
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 9 25 September 2015 08 October 2015