SFC Licences of CHAN Chun Yiu, Thomas 陳浚曜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 15 October 2015 | 22 February 2017 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 15 October 2015 | 22 February 2017 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 15 October 2015 | 22 February 2017 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 25 September 2015 | 08 October 2015 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 4 | 25 September 2015 | 08 October 2015 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 25 September 2015 | 08 October 2015 |