SFC Licences of KWONG Ka Leung 鄺嘉樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zijing Capital Limited 紫荊融資有限公司 | RO | 6 | 13 January 2022 | 16 May 2022 |
Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 16 September 2021 | 13 January 2022 |
CLC International Limited 創僑國際有限公司 | RE | 6 | 05 January 2021 | 31 July 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 September 2020 | 05 November 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 September 2020 | 05 November 2020 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 11 September 2018 | 07 August 2020 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 11 September 2018 | 07 August 2020 |
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 01 June 2018 | 06 July 2018 |
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 17 April 2018 | 06 July 2018 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 09 June 2017 | 02 March 2018 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 05 October 2016 | 29 April 2017 |
Optima Capital Limited 創越融資有限公司 | RE | 6 | 02 October 2015 | 21 September 2016 |
Optima Capital Limited 創越融資有限公司 | RE | 1 | 02 October 2015 | 21 September 2016 |