SFC Licences of CHAU Wai Kin 鄒偉健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 04 September 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 04 September 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 July 2020 31 July 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 16 October 2017 31 July 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 August 2015 22 September 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 27 August 2015 22 September 2017