SFC Licences of CHAU Wai Kin 鄒偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 04 September 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 04 September 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 July 2020 | 31 July 2023 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 October 2017 | 31 July 2023 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 27 August 2015 | 22 September 2017 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 27 August 2015 | 22 September 2017 |