SFC Licences of LAU Ho Wai 劉浩懷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 18 February 2022 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 18 February 2022 | |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 | RE | 2 | 20 July 2021 | 29 January 2022 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 21 March 2018 | 30 June 2021 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 | RE | 1 | 18 September 2017 | 02 March 2018 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 26 August 2015 | 02 March 2018 |