SFC Licences of LI Shuangxing 李雙星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Expecta Capital Limited 明景資本有限公司 | RO | 9 | 26 January 2023 | |
Expecta Capital Limited 明景資本有限公司 | RO | 4 | 26 January 2023 | |
Expecta Capital Limited 明景資本有限公司 | RE | 9 | 29 March 2022 | 26 January 2023 |
Expecta Capital Limited 明景資本有限公司 | RE | 4 | 29 March 2022 | 26 January 2023 |
Toroa Management (HK) Limited 信為資管(香港)有限公司 | RE | 9 | 12 July 2021 | 04 March 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 13 September 2018 | 18 May 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 September 2018 | 18 May 2021 |
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 4 | 19 April 2017 | 07 August 2017 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 31 August 2015 | 05 March 2017 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 31 August 2015 | 05 March 2017 |