SFC Licences of LAU Tsz Hung 劉子雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 29 September 2023 | |
Huafu International Securities Limited 華福國際證券有限公司 | RE | 4 | 19 April 2021 | 27 August 2023 |
Huafu International Securities Limited 華福國際證券有限公司 | RE | 1 | 09 March 2021 | 27 August 2023 |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 16 December 2020 | 10 January 2021 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 April 2019 | 10 January 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 April 2019 | 10 January 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 June 2017 | 07 April 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2017 | 07 April 2019 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 25 September 2015 | 24 March 2017 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 25 September 2015 | 24 March 2017 |