SFC Licences of LIU Xiaoxin 劉曉鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 31 August 2015 | 16 September 2022 |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 31 August 2015 | 16 September 2022 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 31 August 2015 | 12 December 2016 |