SFC Licences of LIU Xiaoxin 劉曉鑫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 31 August 2015 16 September 2022
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 31 August 2015 16 September 2022
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 31 August 2015 12 December 2016