SFC Licences of MAN Ronald Lok-tod 文略韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 5 | 28 October 2022 | 04 November 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 October 2022 | 04 November 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 5 | 18 July 2017 | 30 September 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 18 July 2017 | 01 August 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 September 2015 | 30 September 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 September 2015 | 13 September 2018 |